Empowering Your Operations
Licensing, Regulatory Compliance Support and AML Compliance Consulting and Support, Financial Unit Supportand GDPR Consultancy Services
Licensing for Investment Firms and Payment Services companies
- Preparation of applications for submission to the local regulators
- AML checks and source of funds reports for proposed UBOs and Directors
- Preparation / documentation of policies and procedures
- Support on proposed candidates in key roles of the licensed entity
- Preparation / documentation and drafting of proposed policies and procedures
- Preparation of Client Agreements and Terms and Conditions / Terms of Business (adjusted to the business model of each client)
- Mergers, Acquisitions and disposals of Investment Firms
Regulatory Compliance
- Preparation of Annual Compliance Monitoring Plan
- Preparation and review of regulatory reporting obligations
- Review and update of Client Agreements and Terms and Conditions / Terms of Business and/or other online policies
- Review of websites and marketing material for compliance with local regulation and laws
- Affiliates monitoring and support consulting services
- GDPR / Data Protection consulting and advisory services
- Drafting and reviewing of GDPR / Data Protection policies and procedures
GDPR Consultancy Services
- Implementation of GDPR policies.
- Identification of GDPR deficiencies through an evaluation of existing program.
- Recommendation of remedial actions and timeframe.
- Assistance with protection of personal data regulations in various jurisdictions.
- DPO outsourcing services.
- Provision of advice on existing policies and procedures via ad-hoc assessments.
- Preparation of policies and procedures in various jurisdictions.
- Identification of regulatory requirements tailored to the field of activity of each client.
- Provision of training and ongoing support.
Financial Unit Support
- Customer risk assessment
- Transaction monitoring
- Case investigation
- Training on financial crime compliance suite
AML Compliance Consulting and Support
- Providing training to personnel in areas of our expertise for local laws and regulations
- Screening of data and clients in regards of AML and adverse media
- Reviewing / Updating of AML procedures and policies
- Screening on sanctions lists and adverse media
- Perform data analysis on key matters such as enhanced customer satisfaction, trends identification
