Our services

Empowering Your Operations

Licensing, Regulatory Compliance and AML Compliance Consulting and Support, Risk Analysis and Support.

Preparation of applications for submission to the local regulators
AML checks and source of funds reports for proposed UBOs and Directors
Preparation of necessary organizational and corporate structures
Support on proposed candidates in key roles of the licensed entity
Preparation / documentation of policies and procedures
Preparation of Client Agreements and Terms and Conditions / Terms of Business (adjusted to the business model of each client)
Mergers, Acquisitions and disposals of Investment Firms

Preparation of Annual Compliance Monitoring Plan
Preparation and review of regulatory reporting obligations
Review and update of Client Agreements and Terms and Conditions / Terms of Business and/or other online policies
Review of websites and marketing material for compliance with local regulation and laws
Affiliates monitoring and support consulting services
GDPR / Data Protection consulting and advisory services
Drafting and reviewing of GDPR / Data Protection policies and procedures

Analysis of risk management reports
Preparation of Risk Management regulatory reporting obligations
Preparation and assistance with capital adequacy reporting obligations (or equivalent in offshore jurisdictions, as applicable)
Drafting and reviewing of Risk Management reports
Preparation of ICAAP/ILAAP (ICARA) report (or equivalent in offshore jurisdictions, as applicable)
Compilation of market research reports

Providing training to personnel in areas of our expertise for local laws and regulations
Screening of data and clients in regards of AML and adverse media
Reviewing / Updating of AML procedures and policies
Screening on sanctions lists and adverse media
Perform data analysis on key matters such as enhanced customer satisfaction, trends identification