Empowering Your Operations
Licensing, Regulatory Compliance Support and AML Compliance Consulting and Support
Licensing for Investment Firms and Payment Services companies
- Preparation of applications for submission to the local regulators
- AML checks and source of funds reports for proposed UBOs and Directors
- Preparation of organizational and corporate structures
- Support on proposed candidates with key roles of the licensed entity
- Preparation / documentation and drafting of proposed policies and procedures
- Preparation of Client Agreements and Terms and Conditions / Terms of Business (adjusted to the business model of each client)
- Mergers, Acquisitions and disposals of international companies and Investment Firms
Regulatory Compliance
- Preparation of Annual Compliance Monitoring Plans
- Preparation and review of regulatory reporting obligations
- Review and update of Client Agreements and Terms and Conditions / Terms of Business and/or other online policies
- Review of websites and marketing material for compliance with local regulation and laws
- Affiliates website monitoring and support consulting services
- GDPR / Data Protection consulting and advisory services
- Drafting and reviewing of GDPR / Data Protection policies and procedures
AML Compliance Consulting
and Support
- Providing training to personnel in areas of our expertise for local laws and regulations
- Screening of data and clients in regards of AML and adverse media
- Reviewing / Updating of AML procedures and policies
- Screening on sanctions lists and adverse media
- Perform data analysis on key matters such as enhanced customer satisfaction, trends identification
